Compliance Jobs & Recruitment

Compliance Recruitment

Our Compliance recruitment practice provides comprehensive search and recruitment advisory solutions across the full breadth of financial services. This includes opportunities at all levels across Investment Banking, Private Banking, Asset Management, Hedge Funds, Private Equity, Retail/Consumer Banking and Insurance at all levels.

Through an unrivalled network within the compliance jobs market, established through our long-standing record as a leading financial services recruiter in Europe and Asia, our dedicated recruitment consultants are able to utilise local search capabilities to achieve a global candidate reach.

Specialist compliance roles we cover include:

  • CF10, Heads of Compliance

  • Central Compliance (Control Room, Policy , Training, Monitoring & Surveillance)

  • Advisory Compliance (Equities, Fixed Income, Investment Banking/Merchant Banking)

  • CF11, AML/KYC (Financial Fraud Prevention , ABC)

Recent Mandates

CF10 - EMEA Head of Compliance Global Investment Bank                            
CF10 / CF11 - UK Head of Compliance European Investment Bank
CF11 - International & UK Head of Financial Crime
& Money Laundering Prevention
Leading Investment Bank
MD - Global Head of Regulatory Affairs USA Investment Bank

Asia
Regional Head of FICC Advisory Compliance Global Investment Bank - HK
Head of AML Advisory Global Banking Group – HK
SVP Compliance Global Commercial Bank – Singapore
Head of Compliance & Hd AML Compliance Private Bank  - HK
Compliance Director, Investment Compliance European based Private Bank
Regional Compliance Director, Regulatory Change Global Investment Bank
Head of Financial Crime Compliance Australian based Banking Group
Director, Compliance & Operational Risk Australian based Banking Group
Regional Head of Client Selection Global Banking Group
Regional Head of Financial Crime Compliance Global Asset Management
Director, Investment Compliance Global Asset Management
   

The Churn of Compliance

Almost half (48%) of the top UK asset managers have seen a change in their Head of Compliance in the two years since the FCA superseded the FSA in 2013. Over the same period a similar number of fi...

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Salary Guide

Benchmark your team and plan your career with our International Compliance Salary Guide. 

Request your copy here