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SMF series - Compliance and Risk Management

SMF Series 2024: Compliance and Risk Management

Dates: 22nd May, 17th July and 16th October Location: The Century, 61 - 63 Shaftesbury Avenue, London W1D 6LQ Time: 8-9am panel

  We are delighted to be partnering with Goodwin on a series of events designed to tackle key regulatory themes that will be impacting senior Risk and Compliance professionals from across the investment management space. The sessions will be hosted by the team at Pure Search, and chaired by

  • Andrew Henderson, Partner in Goodwin’s Financial Industry, FinTech, and Private Investment Funds practices, and
  • Chris Ormond, Knowledge Management Counsel in Goodwin’s Private Investment Funds Group.

We will be running three sessions throughout 2024. Please select the sessions that you would be interested in attending. Session 1: AIFMD II Wednesday 22nd May Final text and main points, likely further developments and Level 2 measures running up to implementation. Session 2: ESG Wednesday 17th July Looking at UK, EU and US (for non-US managers) developments. Session 3: Technology and Operational Risk Management Wednesday 16th October DORA and UK Critical Third Parties Regimes, governance considerations.   If you have further questions regarding these sessions or would like to discuss the wider Compliance & Risk Management market in detail, please email or Seating for this event is strictly limited. Register now to be part of the conversation.

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