Free cookie consent management tool by TermsFeed Compliance Manager, Private Bank | Pure Search
Decor

Posted on 13 May, 2024

Compliance Manager, Private Bank

Is currently hiring for a Compliance Manager for a European Private Bank.  JD below, prior experience in HKMA and SFC licensing and ability to read and write Chinese is a must.  Budget is 50-70k/mth + bonus.

The role entails conducting risk assessments and thematic reviews on key regulatory topics. It involves handling staff licensing processes and regulatory reporting/notification related to staff competency assessment. The position also involves conducting compliance reviews as the second line of defense, including the review of Market Abuse & Insider Detection alerts closed by Group Compliance. Additionally, the role assists in regulatory inquiries/requests and handles client complaint cases, including investigations and report preparation. The individual will also participate in ad-hoc projects as assigned. The role requires a strong understanding of regulatory requirements and the ability to conduct thorough reviews and investigations while ensuring compliance.

Currently based in HK candidates only.  Please email me at winnieleung@puresearch.com if you’re interested.
 

Desired Experience

HKMA & SFC licensing

Key Elements of the Role

regulatory compliance

Location

Hong Kong
Winnie Leung

Winnie Leung

Executive Director

Apply now

Upload File
No file selected
We accept .pdf or .doc max file size 2mb

Get in touch

Ready for that
exceptional role?

Whatever your next career move, we’re here to guide you through every stage from application, interview and beyond. Let’s find your next exciting opportunity.

Ready for that exceptional candidate?

Building the right team takes more than just searching. Our experts will help you find the right talent to make your team unstoppable.

Let’s talk

Have a more general query you want to chat through? Our team members can support you with whatever your challenge and would love to see how they can help.