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Posted on 02 May, 2024

Manager/Senior Manager, Compliance Monitoring & Testing

Is hiring for Compliance Monitoring & Testing Manager - Global Asset Manager (900k+bonus)
My client is seeking for a highly experienced Compliance Monitoring & Testing Manager to join our global asset management firm. As the Compliance Monitoring & Testing Manager, you will be responsible for developing and implementing a robust compliance monitoring and testing program to ensure adherence to regulatory requirements and internal policies. Key responsibilities include conducting risk-based compliance monitoring reviews, developing and executing testing plans, assessing control effectiveness, identifying gaps, and providing recommendations for enhancements. You will collaborate with various stakeholders, including compliance teams, portfolio managers, and senior management, to ensure a strong compliance culture throughout the organization. The ideal candidate must have extensive knowledge of global regulatory frameworks, strong analytical skills, and excellent communication abilities to effectively convey findings and recommendations. Previous experience in the asset management industry and a solid understanding of investment products and strategies are highly desirable. 
 

Desired Experience

Monitoring & Testing or Assurance

Key Elements of the Role

Monitoring & Testing or Assurance

Location

Hong Kong
Winnie Leung

Winnie Leung

Executive Director

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